Regulations

We maintain high standards of compliance. It helps us to always provide you with fair, transparent and licensed services. We are registered with several authorities across the EU and more.

We are fully licensed and regulated by CySEC to provide our services across EU Member States
( License no. 161/11 ).

MIFID II is a set of rules aimed to ensure enhanced investor protection. This EU regulation makes financial services more efficient, resilient and transparent.

GDPR defines how your personal data should be handled. This EU regulation also provides guidelines for the financial services sector. GDPR assures your personal data is safely protected and is under your full control.

Registrations

Important note: Depaho Ltd does not provide services to the territories of the USA, Canada, Belgium and Iran.
Depaho Ltd operates in compliance with high financial standards and is authorised to provide investment services on a cross border basis to EU member states, as well as South Africa, Switzerland and Ukraine. Depaho Ltd is registered with several authorities, some of which are listed below.

Commissione Nazionale per le Società e la Borsa (CONSOB, Italy)
The Commissione Nazionale per le Società e la Borsa (CONSOB, Italy) is the supervisory authority for the Italian financial products market. Its aims are to protect investors and the efficiency, transparency and development of the market. CONSOB regulates the provision of investment services and activities, the behaviors that must be kept by intermediaries and financial salesmen in dealing with investors, principles and criteria related to organization of the “Organismo per la tenuta dell’Albo dei promotori finanziari” and of the “Organismo dei consulenti finanziari”.
The Comisión Nacional del Mercado de Valores (CNMV, Spain)
The Comisión Nacional del Mercado de Valores (CNMV, Spain) is the agency in charge of supervising and inspecting the Spanish Stock Markets and the activities of all the participants in those markets. It was created by the Securities Market Law, which instituted in-depth reforms of this segment of the Spanish financial system. The purpose of the CNMV is to ensure the transparency of the Spanish market and the correct formation of prices in them, and to protect investors. The CNMV promotes the disclosure of any information required to achieve these ends, by any means at its disposal.
Finansinspektionen (FI, Sweden)
The Finansinspektionen (FI, Sweden) is a financial supervisory authority that monitors and analyses trends in the Financial market, assessing the Financial health of individual companies. FI supervises compliance with statutes, ordinances and other regulations, provides supervision regarding the Swedish Insider Act, and investigates cases of suspected offences and share price manipulations.
Finanssivalvonta (FIN-FSA, Finland)
Finanssivalvonta, or the Financial Supervisory Authority (FIN-FSA, Finland), is the authority for supervision of Finland’s financial and insurance sectors. The entities supervised by the authority include banks, insurance and pension companies, as well as other companies operating in the insurance sector, investment firms, fund management companies and the Helsinki Stock Exchange.
Komisja Nadzaru Finansowego (KNF, Poland)
The Komisja Nadzaru Finansowego (KNF, Poland) is the public administration body responsible for state supervision over the Polish financial market. The KNF exercises, inter alia, supervision of the financial market, including banking supervision, supervision of the capital market, supplementary supervision of financial conglomerates and supervision of electronic money institutions. The mission of the KNF Office is to ensure stability and safe development of the financial market. The KNF Office is an independent body, whose tasks are aiming to limit excessive risk in the operation of supervised entities, strengthen the transparency of the financial market and assist the market in building its position in Europe.
The Financial Conduct Authority (FCA, UK)
The Financial Conduct Authority (FCA, UK) is a non-governmental body that independently regulates the financial services industry in the UK. The FCA also plays a significant role in the regulation and authorisation of financial services firms from within the European Economic Area (EEA). Firms that are regulated within a member state of the EEA are eligible to offer financial products and services to other EEA member states, providing they have the necessary authorisations. The FCA provides a registry of such authorised firms.
Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin, Germany)
The Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin, Germany) is the integrated supervisory authority for Germany’s financial market. It is responsible for supervising credit institutions, financial services providers, asset management companies, insurance undertakings, pension funds (supervised entities) and securities trading.
Finanstilsynet (Norway)
Finanstilsynet is the Financial Supervisory Authority of Norway. Based on Norwegian legislation and international standards, it acts as an independent government agency and is responsible for financial regulation and supervision of enterprises and markets. Its aim is to promote financial stability and orderly market conditions and to instil confidence that financial contracts will be honoured and services performed as intended.
Autoriteit Financiële Markten (AFM, Netherlands)
Financial Market Authority (FMA, Austria)
Finanstilsynet (FSA, Denmark)
Malta Financial Services Authority (MFSA, Malta)
Finantsinspektsioon (Estonia)
Narodna banka Slovenska (Slovak Republic)
Autoritatea De Supraveghere Financiara (ASF, Romania)
Autorité des Marchés Financiers (AMF, France)